A/HRC/44/57
discrimination under international human rights law and provides actionable guidelines for
practical implementation of these laws.
Private corporations, and the United Nations and other multilateral bodies
59.
Although international human rights law is only directly legally binding on States, in
order to discharge their legal obligations in this regard, States are required to ensure
effective remedies for racial discrimination attributable to private actors, including
corporations.122 Under the International Convention on the Elimination of All Forms of
Racial Discrimination, States must enact special measures to achieve and protect racial
equality throughout the public and private spheres.123 This should include close regulatory
oversight of companies involved in emerging digital technologies.
60.
As articulated in the Guiding Principles on Business and Human Rights, private
companies bear a responsibility to respect human rights, including through human rights
due diligence. Human rights due diligence requires: assessing actual and potential human
rights impacts; integrating and acting upon the findings; tracking responses; and
communicating how these impacts are addressed. 124 As highlighted in the Business and
Human Rights in Technology Project (B-Tech Project), which applies the Guiding
Principles to digital technologies, due diligence should apply to the conceptualization,
design and testing phases of new products – as well as the underlying data sets and
algorithms that support them. 125 The Toronto Declaration identifies three core elements or
steps for corporate human rights diligence for machine learning systems: (a) identification
of potential discriminatory outcomes; (b) prevention and mitigation of discrimination and
tracking of responses; and (c) transparency regarding efforts to identify, prevent and
mitigate discrimination. As highlighted in a recent report, preventive human rights due
diligence approaches must be built “in multi-disciplinary teams that can identify blind-spots
in AI and find systemic biases in context-specific environments along all lifecycle stages,
starting in product development”.126
61.
States must ensure that human rights ethical frameworks for corporations
involved in emerging digital technologies are linked with and informed by binding
international human rights law obligations, including on equality and nondiscrimination. There is a genuine risk that corporations will reference human rights
liberally for the public relations benefits of being seen to be ethical, even in the absence of
meaningful interventions to operationalize human rights principles. Although references to
human rights, and even to equality and non-discrimination, proliferate in corporate
governance documents,127 these references alone do not ensure accountability. Similarly,
implementation of the framework of Guiding Principles on Business and Human
Rights, including through initiatives such as the B-Tech Project, must incorporate
legally binding obligations to prohibit – and provide effective remedies for – racial
discrimination.
62.
An inherent problem with the ethics-based approaches that are promulgated by
technology companies is that ethical commitments have little measurable effect on software
development practices if they are not directly tied to structures of accountability in the
122
123
124
125
126
127
18
See, e.g., Human Rights Committee, general comment No. 31 (2004) on the nature of the general
legal obligation imposed on States parties to the Covenant, para. 8.
Committee on the Elimination of Racial Discrimination, general recommendation No. 32, para. 23.
See also Committee on Economic, Social and Cultural Rights, general comment No. 20 (2009) on
non-discrimination in economic, social and cultural rights, para. 11; and Committee on the
Elimination of Racial Discrimination, general recommendation No. 29 (2002) on descent in the
context of article 1 (1) of the Convention, sect. 7.
A/HRC/17/31, annex, principle 17.
See www.ohchr.org/Documents/Issues/Business/B-Tech/B_%20Tech_Project_
revised_scoping_final.pdf.
See www.institut-fuer-menschenrechte.de/fileadmin/user_upload/Publikationen/ANALYSE/
Analysis_Business_and_Human_Rights_in_the_Data_Economy.pdf.
See https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3518482.