A/HRC/39/62
otherwise affect indigenous peoples (outside their territories), depending upon the nature of
and potential impacts of the proposed activities on their rights (see A/HRC/24/41).
2.
The proportionality principle
33.
In several articles, the Declaration calls for free, prior and informed consent
regarding matters, projects or issues that “affect” indigenous peoples. This concept is not
limited to matters that affect indigenous peoples exclusively. To the contrary, matters of
broad societal application “may affect indigenous peoples in ways not felt by others in
society” (see A/HRC/12/34, para. 43). Measures and projects considered to “affect”
indigenous peoples to the extent that free, prior and informed consent will be required
under articles 19 and 32 include matters of “fundamental importance to their rights,
survival, dignity and well-being” (A/HRC/21/55, para. 27). Relevant factors in this
assessment include: the perspective and priorities of the indigenous peoples concerned; the
nature of the matter or proposed activity and its potential impact on the indigenous peoples
concerned, taking into account, inter alia, the cumulative effects of previous encroachments
or activities 28 and historical inequities faced by the indigenous peoples concerned (see
A/HCR/18/42 and A/HRC/21/55).
34.
The perspective of the indigenous peoples concerned on the potential broader impact
of a decision is the starting point for assessing whether a legislative or administrative
measure or any project affecting their lands or territories and other resources affects them
(see A/HCR/18/42). Indigenous peoples should have a major role in establishing whether
the measure or project affects them at all and, if it does, the extent of the impact.
Indigenous peoples may highlight possible harms that may not be clear to the State or
project proponent, and may suggest mitigation measures to address those harms.
35.
As to impact, if a measure or project is likely to have a significant, direct impact on
indigenous peoples’ lives or land, territories or resources then consent is required (see
A/HRC/12/34, para. 47). It has been referred to as a “sliding scale approach” to the
question of indigenous participatory rights, which means that the level of effective
participation that must be guaranteed to indigenous peoples is essentially a function of the
nature and content of the rights and activities in question. 29 This view is supported by the
Human Rights Committee,30 which uses the language “substantive negative impact”, and
the Committee on Economic, Social and Cultural Rights. Both have linked the issue of free,
prior and informed consent to the nature and the effects that a proposed initiative will have
on indigenous peoples’ rights in the respective human rights treaty: an approach in line with
the jurisprudence of the Inter-American Court of Human Rights 31 and the African
Commission on Human and Peoples’ Rights. 32 Assessment of the impact requires
consideration of the nature, scale, duration and long-term impact of the action, such as
damage to community lands or harm to the community’s cultural integrity.
36.
Other projects requiring free, prior and informed consent and tending to have
“adverse impacts” as defined by International Finance Corporation Performance Standard
7, include projects located on lands, or natural resources on lands, subject to traditional
ownership or under customary use; and projects significantly impacting on critical cultural
heritage of indigenous peoples or using cultural heritage, including knowledge, innovation
or practices for commercial purposes.33
37.
A number of domestic court decisions support these principles. An expansive view
of consent was recently taken by the Supreme Court of Canada in the case of Tsilhqot’in
Nation v. British Columbia (2014). The Court decided that once the right of an indigenous
28
29
30
31
32
33
10
See Saramaka case.
Gaetano Pentassuglia, Minority Groups and Judicial Discourse in International Law: A Comparative
Perspective, International Studies in Human Rights, vol. 102 (Brill/Nijhoff, 2009), p. 113.
See Länsman et al. v. Finland (CCPR/C/52/D/511/1992) and Poma Poma v. Peru.
See Saramaka case.
See Centre for Minority Rights Development v. Kenya, 276/03 (the Endorois case).
See Performance Standard 7 (2012) on Indigenous Peoples; and Doyle, Indigenous Peoples, Title to
Territory, Rights and Resources, chap. 5.