A/HRC/45/34
IV. Consultation and consent: experiences and recommendations
47.
One of the most frequently recurring issues addressed by the Special Rapporteur
throughout her mandate has been the implementation of international standards on
consultation and free, prior and informed consent. The Special Rapporteur has made
numerous observations on this topic as part of her evaluation of individual communications,
country visits, technical assistance provided to Governments, public statements, seminars,
forums and other public events. The majority of this work has involved the Latin American
region, where there have been important debates on the issue as well as about regulatory
initiatives and jurisprudence. These developments hold important lessons for indigenous
peoples and for States in other regions as regards problems in the application and
interpretation of consultation and consent standards in the context of legislative and
administrative measures and natural resource development projects affecting indigenous
peoples. The Special Rapporteur would like to highlight some of her main observations and
conclusions on this issue, made throughout the course of her mandate.
(i)
Foundation, nature and scope of indigenous consultations
48.
One of the first challenges identified by the Special Rapporteur is how States and
business actors conceptualize consultation in terms of its regulatory foundations and
sources. There has been a clear tendency among States and business sectors to refer only to
the International Labour Organization (ILO) Indigenous and Tribal Peoples Convention,
1989 (No. 169) as the legal source of the duty to consult. By framing indigenous
consultation exclusively in the parameters of ILO and its tripartite structure, some States
have even addressed the topic from a logic of labour rights or relations. Indigenous
consultation must be understood from the standpoint of international human rights law,
taking into account the normative and jurisprudential advances in the area of indigenous
peoples’ human rights since the adoption of the Indigenous and Tribal Peoples Convention
in 1989. Therefore, the conceptualization and application of indigenous prior consultation
and consent should be based not only on the Indigenous and Tribal Peoples Convention and
the guidelines developed by ILO in that regard, but also on a much broader, and subsequent,
body of law consisting of various instruments, resolutions, declarations – in particular the
United Nations Declaration on the Rights of Indigenous Peoples, 66 jurisprudence and
authoritative interpretations developed by international and regional human rights
mechanisms.
49.
Another problem observed is the lack of understanding by State and other actors of
the nature and characteristics of indigenous consultation. Indigenous consultation and
consent represent important safeguards for the substantive rights of indigenous peoples
recognized in international human rights instruments. These substantive rights include the
rights of participation and self-determination; rights to property, culture, religion and nondiscrimination in relation to lands, territories and natural resources, including sacred places
and objects; rights to health and physical well-being in relation to a clean and healthy
environment; and the right of indigenous peoples to set and pursue their own priorities for
development. 67 Therefore, the starting point for analysing consultation and consent is
evaluation of the substantive rights of indigenous peoples that would be at stake, for
example in the context of development or investment plans or other measures. 68
50.
Consultations with indigenous peoples need to entail a process based on a new
model of relations, dialogue and cooperation between indigenous peoples and States.
Indigenous consultations are not equivalent to standard procedures for notice and comment
available to the general public, as the latter are not culturally adapted and nor do they
adequately address indigenous peoples’ specific concerns. Given the historical and political
66
67
68
https://watanibasocioambiental.org/wp-content/uploads/2019/10/DECLARATORIA-DE-LIMA11102019.pdf.
It is specifically stated in art. 35 of the Indigenous and Tribal Peoples Convention, 1989 (No. 169)
that “the application of the provisions of this Convention shall not adversely affect rights and benefits
of the peoples concerned pursuant to other Conventions and Recommendations, international
instruments, treaties, or national laws, awards, custom or agreements”.
A/HRC/24/41, para. 28.
A/HRC/21/47, para. 84.
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