A/HRC/45/34
laws or regulations requires consultation too, as this can also help in identifying
consultation scenarios that respond to the realities of indigenous peoples in each country.
(ii)
Impact assessments
58.
In order to ensure reliable information in consultation processes, independent and
impartial social, cultural and environmental impact studies that cover the full spectrum of
rights that could be affected by a measure or project are required under international
standards. 74 The participation of indigenous peoples themselves in these assessments is
essential, in order to identify the said impacts as well as possible alternatives and mitigation
measures.75 Any proposed legislation on indigenous consultation must state the obligatory
nature of these impact assessments, and adequate parameters for carrying them out.
(iii)
Free, prior and informed consent
59.
The main point of debate and disagreement regarding indigenous consultation
revolves around the binding nature of its results. Indigenous peoples consider that their will
must be respected regarding measures or activities that affect them. State and business
sectors consider that this position amounts to a veto power, which they reject from the
outset. Reducing the principles of consultation and consent to a debate about the existence
of a veto power would amount to losing sight of the spirit and character of these principles
which seek to end historical models of decision-making regarding indigenous peoples that
have excluded them and threatened their survival as peoples. 76
60.
Under the principles of progressive realization and non-regression of human rights,
obtaining free, prior and informed consent should be understood as the objective of
consultations and as an obligation in cases of significant impacts on the rights of indigenous
peoples. This is evident in international legal developments subsequent to the Indigenous
and Tribal Peoples Convention, of 1989 – including in the United Nations Declaration on
the Rights of Indigenous Peoples, the jurisprudence of the inter-American human rights
system, and the general comments and decisions of treaty-monitoring bodies.77
61.
It is necessary to move beyond the debate over the existence of a veto in the context
of development projects, and instead focus on the international human rights obligations
that States must observe at all times. Any restrictions on these rights, such as a decision to
proceed without the free, prior and informed consent of an indigenous people, imposes on
the State a burden to prove the permissibility of the said restrictions under the international
criteria of legality, necessity and proportionality in relation to a valid public purpose. 78
62.
The Special Rapporteur, in common with previous mandate holders, has highlighted
the need for review mechanisms through a judicial or other impartial and competent body
in order to ensure that any decision by a State entity that does not have the consent of the
indigenous peoples affected complies with these criteria and does not affect the physical
74
75
76
77
78
participación indígena de conformidad a los artículos 6º y 7º del Convenio No 169 de la Organización
Internacional del Trabajo”, Chile (November 2012), para. 43, available (in Spanish) at
http://unsr.jamesanaya.org/docs/special/2012-11-29-unsr-comentarios-a-propuesta-reglamentoconsulta-chile.pdf.
A/HRC/31/52 (report of the Special Rapporteur on the issue of human rights obligations relating to
the enjoyment of a safe, clean, healthy and sustainable environment), para. 50; A/HRC/25/53, paras.
29–43; International Labour Organization, Indigenous and Tribal Peoples Convention, 1989 (No.
169), art. 7 (3); Inter-American Court of Human Rights, Saramaka case, para. 129; and InterAmerican Court of Human Rights, Case of the Kichwa Indigenous People of Sarayaku v. Ecuador,
judgment of 27 June 2012, para. 206.
Inter-American Commission on Human Rights, “Indigenous and tribal peoples’ rights over their
ancestral lands and natural resources”, OEA/Ser.L/V/II.Doc 56/09, paras. 245, 248 and 267.
A/HRC/12/34, paras. 48–49.
See Committee on the Elimination of Racial Discrimination, general recommendation No. 23 (1997)
on the rights of indigenous peoples, para. 5; Poma Poma v. Peru (CCPR/C/95/D/1457/2006), paras.
7.4 and 7.6; Committee on Economic, Social and Cultural Rights, general comment No. 24 (2017) on
State obligations under the International Covenant on Economic, Social and Cultural Rights in the
context of business activities, para. 12; and Inter-American Court of Human Rights, Saramaka case,
paras. 134 and 137.
For further information, see A/HRC/24/41, paras. 34–36.
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