To use quantitative methods to conduct a
vulnerability assessment you could use tools
such as a survey. In this toolkit there are several examples of questionnaires from surveys
identifying vulnerability. In developing the
survey, it is advisable to cooperate with a professional polling institute or statistical office
and to engage cooperation from minority communities. This team can also lead on training the
interviewers, and collecting and analyzing data
with the appropriate statistical techniques.
Another way to collect information on vulnerability and exclusion is to use qualitative
methods. What characterizes qualitative
methods is that they are: interactive and communicative; help develop hypotheses; help to
interpret and develop linkages; are dynamic and
flexible processes; and help with data analysis.
They enhance understanding of a specific context, generating information on such important
points as the extent and types of discrimination,
quality of social services, and (dis)satisfaction of
rights-holders. Tools to use are interviews, observations and focus groups to involve communities
and other stakeholders in in-depth examination
of their marginalisation (dimensions, causes and
consequences as well as actions to be taken)
and challenges.45
Step 2: Filling in the Matrices. Once the
information has been collected, it can be used to
fill in data in matrices. Matrices are self-explanatory and easy to complete. Sample matrices:
Minority Challenges Matrix:
Minority Sensitive Service
Delivery Matrix:
Service (e.g. Health, Energy, Education)
How the service is used by minorities/majorities
Problems/strategies to access the service
Impact of lack of access to the service
Measures to be taken for minority sensitive service
design and delivery
There are two options when filling in matrices:
Project teams fill in the matrices. This could
be done in a participatory manner between all
project team members. Problems could be prioritized according to the preferences expressed
by communities during the data collection. If
the matrix is filled out by the project team/local
government, a final community meeting could
be included to share the results with the community and to get their reaction to the priorities
established by the team.
Community members fill in the matrices.
Matrices can also be used in a participatory
manner, asking communities to identify problems, solutions and the resources available to
implement these solutions. If truly participatory, it is important to ensure that men and
women, as well as the excluded and vulnerable, have a say in the consultation process and
participate effectively.
Objectives of the Vulnerable Groups List
Minority group inequalities/issues
Causes
Programme/actions at the local level
to solve the issue
Existing resources at the local level
to support the action
To aid assessment teams/researchers to
identify potentially vulnerable groups and the
types of issues that these groups may face.
To make sure that teams/researchers do not
overlook the concerns of entire categories
of people who may not be immediately visible on first assessment of the municipality.
Indeed, to guarantee a meaningful participatory approach to assessment, it is important
Participatory Rural Appraisal includes a variety of participatory techniques to use in community assessments and consultation processes.
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