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not they were accessed subject to prior and informed consent requirements, and used
in accordance with mutually agreed terms for the fair and equitable sharing of the
benefits arising therefrom.
85. Anti-trust competition laws may be used to impose limits on patents, for
example, prohibiting patent holders from refusing to grant licenses without
justification, forbidding the originator firm from buying out the generic
manufacturers, or impeding firms’ attempts to force patients to switch from a drug
whose patent is about to expire to a newly patented drug.
86. Research institutes and universities have developed guidance tools to ensure
that their licencing approaches are compatible with their primary mission to develop
technology for the benefit of society. The Global Access Licensing Framework,
developed by the Universities Allied for Essential Medicines, for example, can be
used by producers and holders of intellectual property to develop policies allowing
equitable access to their technologies, regardless of income. 30 Another tool
developed by Stanford University, United States, recommends that universities, inter
alia, reserve the right to practice licensed inventions and allow other non -profit and
governmental organizations to do so; structure exclusive licenses in a manner that
encourages technology development and use; ensure broad access to research tools
and consider including provisions in licences that address unmet needs such as those
of neglected patient populations or geographic areas. 31
VI. Conclusions and recommendations
The Special Rapporteur makes the following conclusions and recommendations:
87. A model of access to technology based on individual ability to pay is
rational and legitimate from a purely commercial perspective. From a human
rights perspective, however, deprivations through patent exclusivity may be
deemed as arbitrary, discriminatory or disproportionate, depending on the
extent to which human rights interests are implicated by the specific
technologies at stake, and the degree to which patent exclusivity, rather than
production costs, create the high prices.
88. The human rights perspective focuses attention on important themes that
may get lost when patents are treated primarily in terms of trade, as currently
under the TRIPS Agreement: the social function and human dimension of
intellectual property, the public interests at stake, the importance of
transparency and public participation in policymaking, the need to design
patent and alternative incentive regimes to promote research, creativity and
innovation, the importance of broad diffusion of technological advances and
scientific freedom, the importance of not-for-profit scientific production and
innovation, and the special consideration for the impact of patent regimes upon
marginalized and vulnerable groups.
89. The obligations of States under intellectual property treaties must not
jeopardize the implementation of their obligations under human rights treaties.
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31
15-12543
Available from http://uaem.org/global-access-licensing-framework/.
See “In the public interest: nine points to consider in licensing university technology”, March
2007; available from www.autm.net/Nine_Points_to_Consider1.htm.
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