A/HRC/21/47
standards.3 All these safeguards, including the State’s duty to consult, are specific
expressions of a precautionary approach that should guide decision-making about any
measure that may affect rights over lands and resources and other rights that are
instrumental to the survival of indigenous peoples.
53.
Consultation and consent and related safeguards are instrumental to securing
indigenous peoples’ rights in the face of extractive industries that operate or seek to operate
on or near their territories, but understanding the reach of those underlying substantive
rights and the potential impacts on those rights must be a starting point for solving the
many questions that arise in this context.
2.
Duty of States to protect and the responsibility of corporations to respect the human
rights of indigenous peoples in relation to extractive activities
54.
The Special Rapporteur has observed a high level of acceptance by States and
transnational business enterprises of the “protect, respect and remedy” framework that is
incorporated into the Guiding Principles on Business and Human Rights (A/HRC/17/31,
annex) that were endorsed by the Human Rights Council in 2011 in its resolution 17/4. The
Guiding Principles affirm the well-established maxim of international law that States have a
duty to protect human rights, including against abuses by business enterprises and other
third parties, through appropriate policies, regulation and adjudication. The second pillar of
the Guiding Principles is the responsibility of corporations to respect human rights by
acting with due diligence to avoid infringing or contributing to the infringement of human
rights. The third is the need for effective remedies to redress violations when they occur.
55.
While the Special Rapporteur has observed a high level of acceptance of the Guiding
Principles and their “protect, respect and remedy” framework, he has also noted ambiguity
among Government and corporate actors about the extent to or manner in which the
Guiding Principles relate to the standards of human rights that specifically concern
indigenous peoples. This ambiguity should be dispelled in favour of a clear understanding
that the Guiding Principles apply to advance the specific rights of indigenous peoples in the
same way as they advance human rights more generally, when those rights are affected or
potentially affected by business activities, including extractive industries. There is no sound
reason to exclude the human rights standards that apply specifically to indigenous peoples
from the application of the Guiding Principles, and to do so would be contrary to the
injunction, found among the Guiding Principles’ introductory paragraphs, that they should
be applied “in a non-discriminatory manner”, with particular attention to the rights and
needs of groups that are vulnerable or marginalized.
56.
The Special Rapporteur notes that the Expert Mechanism, in its recent follow-up
report on indigenous peoples and the right to participate in decision-making
(A/HRC/EMRIP/2011/2), discussed the relationship between the Guiding Principles and
the rights of indigenous peoples. The Special Rapporteur joins the Expert Mechanism in
affirming that all the Guiding Principles are to be applied specifically to indigenous peoples
with due regard to the relevant international standards, and he urges all concerned to take
account of the Expert Mechanism’s exposition of the particular implications of the Guiding
Principles in the context of extractive industries operating or seeking to operate within or
near indigenous territories (A/HRC/EMRIP/2011/2, paras. 26-28).
57.
It bears reiterating here that the State’s protective role in the context of extractive
industries entails ensuring a regulatory framework that fully recognizes indigenous peoples’
3
14
See Saramaka, paras. 138-140 (identifying participation, impact assessments and benefit-sharing as
safeguards). See also, for discussion of these safeguards in the context of corporate responsibility,
A/HRC/15/37, paras. 71-80.