ICERD AND ITS MONITORING BODY
Article 9.2 of ICERD and based on the examination of
states parties reports. General Recommendations are
usually made when the Committee is unable to find sufficient information on ICERD s specific articles which is
useful to the Committee in establishing the facts of a
report and in summarizing their views. These General
Recommendations enable states parties and the Committee to have a better understanding of the types of issues
and problems encountered by states when trying to translate the legal formulations contained in ICERD into
practice. General Recommendations may also help
NGOs to comprehend the meaning and implication of
various provisions of the Convention. However, they are
not legally binding on states parties. In addition to General Recommendations, General Guidelines Regarding
the Forms and Contents of Reports to be Submitted by
States Parties under Article 9, para. 1, of ICERD, adopted by CERD, serve the purpose of effectively implementing the requirements of the Convention.
The Convention is divided into two parts: the first, headed by a preamble, sets forth the states parties legal obligations; and the second describes the composition of the
Committee which monitors the implementation of the
Convention by the states parties, and its methods. In the
following section, the first part (Articles 1—7) is summarized, with comments and other background information,
on the basis of General Recommendations adopted by
CERD.2 The second part will be dealt with in Part I, section 3 of this manual, which discusses the evolution and
innovations of CERD s methods. The full texts of all the
General Recommendations as well as of ICERD are provided among the Annexes to this manual.
Article 1 —The definition of racial discrimination
Article 1, para. 1, defines the concept of racial discrimination as:
any distinction, exclusion, restriction or preference
based on race, colour, descent, or national or ethnic
origin which has the purpose or effect of nullifying or
impairing the recognition, enjoyment or exercise, on
an equal footing, of human rights and fundamental
freedoms in the political, economic, social, cultural
or any other field of public life (emphasis added).
ICERD s definition is noteworthy particularly in terms
of its non-discrimination grounds which go far beyond
the context of colonialism and white domination which
was the original concern of the Convention, and include,
in addition to race and colour , such other grounds as
descent and national or ethnic origin . Hence racial
2
discrimination as defined in ICERD covers a wide range
of deeply-rooted discriminations, including those against
various minority groups and indigenous peoples. For
example, although India maintains the position that
ICERD is not applicable to caste discrimination but
only to discrimination based on race , the Committee
has adopted the opinion that the term descent in Article
1.1 does not solely refer to race and that the Scheduled
Castes fall within the ambit of the Convention.3
The Committee points out in its General Recommendation XXIV (55) that some States Parties decide at their
own discretion which groups constitute ethnic groups or
indigenous peoples that are to be recognized and treated
as such . However, the Committee is of the view that:
the application of different and non-objective criteria in order to determine ethnic groups or indigenous
peoples, leading to the recognition of some and
refusal to recognize others, may give rise to differing
treatment for various groups within a country s population .
It is CERD s opinion that identification of individuals as
being members of a particular racial or ethnic group
shall, if no justification exists to the contrary, be based
upon self-identification by the individuals concerned.4 In
this connection, the Committee considers the ethnic
characteristics of the population to be of particular
importance in examining states reports, and thus
requests states parties to provide information on peoples
first languages as indicative of ethnic differences, together with any information about race, colour, descent,
national and ethnic origins, resulting from social surveys
or censuses.5 The inclusion of information on the situation of women is also considered important for the Committee in order to examine whether racial discrimination
impacts differently upon women and men.6
ICERD Articles 1.2 and 1.3, respectively, allow a state
party to make distinctions, exclusions, restrictions or
preferences between citizens and non-citizens, and to
interpret the Convention as not affecting laws on citizenship, nationality or naturalization provided that they
do not discriminate against any particular nationality.
However, CERD takes the position that the Convention
is generally applicable to discrimination against immigrants or foreigners as well. This interpretation has been
developed as a consequence of the practice in many
countries, notably European, in which the criteria of distinction between citizens and non-citizens appears to
follow ethnic patterns and are inherently discriminatory
in their effect. Accordingly, in a General Recommenda-
ICERD: A GUIDE FOR NON-GOVERNMENTAL ORGANIZATIONS