A/HRC/24/41
project to be implemented the State has the burden of demonstrating either that no rights are
being limited or that, if they are, the limitation is valid.
34.
In order for a limitation to be valid, first, the right involved must be one subject to
limitation by the State and, second, as indicated by the Declaration, the limitation must be
necessary and proportional in relation to a valid State objective motivated by concern for the
human rights of others. The Inter-American Court of Human Rights has pointed out that
indigenous peoples’ proprietary interests in lands and resources, while being protected the
American Convention on Human Rights, are subject to limitations by the State, but only those
limitations that meet criteria of necessity and proportionality in relation to a valid objective.17
35.
The Special Rapporteur observes that in a number of cases States have asserted the
power to expropriate indigenous property interests in land or surface resources in order to
have or permit access to the subsurface resources to which the State claims ownership.
Such an expropriation being a limitation of indigenous property rights, even if just
compensation is provided, a threshold question in such cases is whether the limitation is
pursuant to a valid public purpose. The Special Rapporteur cautions that such a valid public
purpose is not found in mere commercial interests or revenue-raising objectives, and
certainly not when benefits from the extractive activities are primarily for private gain. It
should be recalled that under various sources of international law, indigenous peoples have
property, cultural and other rights in relation to their traditional territories, even if those
rights are not held under a title deed or other form of official recognition. 18 Limitations of
all those rights of indigenous peoples must, at a minimum, be backed by a valid public
purpose within a human rights framework, just as with limitations on rights formally
recognized by the State.
36.
Even if a valid public purpose can be established for the limitation of property or
other rights related to indigenous territories, the limitation must be necessary and
proportional to that purpose. This requirement will generally be difficult to meet for
extractive industries that are carried out within the territories of indigenous peoples without
their consent. In determining necessity and proportionality, due account must be taken of
the significance to the survival of indigenous peoples of the range of rights potentially
affected by the project. Account should also be taken of the fact that in many if not the vast
majority of cases, indigenous peoples continue to claim rights to subsurface resources
within their territories on the basis of their own laws or customs, despite State law to the
contrary. These factors weigh heavily against a finding of proportionality of State-imposed
rights limitations, reinforcing the general rule of indigenous consent to extractive activities
within indigenous territories.
C.
Natural resource extraction in indigenous territories absent consent
37.
Whether or not indigenous consent is a strict requirement in particular cases, States
should ensure good faith consultations with indigenous peoples about extractive activities
that would affect them, and engage in efforts to reach agreement or consent, as required by
the United Nations Declaration on the Rights of Indigenous Peoples (arts. 19 and 32,
para. 2), ILO Convention No. 169 (art. 6, para. 2) and other sources.
38.
When a State determines that it is permissible to proceed with an extractive project
that affects indigenous peoples without their consent, and chooses to do so, it remains
17
18
Ibid., para. 127.
See, for example, Inter-American Court of Human Rights, Sawhoyamaxa Indigenous Community v.
Paraguay, judgement of 29 March 2006, para. 128 (traditional possession by indigenous people of
their lands has the equivalent effect of full title granted by the State).
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