TOOL NO 3:
HRBA CAUSALITY ANALYSIS:
IMMEDIATE, UNDERLYING
AND ROOT CAUSES
The UN Common Learning Package on the
Human Rights-Based Approach (HRBA) has
developed a causality analysis process. To make a
development intervention produce sustainable
results, activities need to address the root causes
of discrimination and inequalities. To ensure this,
an analysis needs to be undertaken that maps
the immediate, underlying and structural/root
causes to the problem as well as the relationships between these levels.
Using this tool:
HRBA causality analysis aims at highlighting the
underlying causes to non-fulfilled rights and
development challenges. It analyzes not only
the immediate causes for a situation but also
the underlying and structural causes of social
exclusion, poverty, discrimination or any other
condition related to non-fulfillment of human
rights. This tool can be useful for determining
root causes of the marginalisation of minority
groups. The findings can feed into the CCA,
UNDAF outcomes and CPD responses.
Objectives:
Map the immediate, underlying and structural
causes of unfulfilled human rights, such as discrimination, poverty and social exclusion.
Form a base for a holistic, inter-disciplinary
response to the development problems; by
tackling the root causes of the problem more
sustainable results can be achieved.
Break down problems to manageable and
definable components.
Identify issues and arguments, and help
establish who and what the political actors
and processes are at each stage;
Help to establish whether further information,
evidence or resources are needed to make a
strong case, or build a convincing solution.
The Problem Tree/Objectives Tree is an exercise
to facilitate causal analysis. By undertaking the
exercise, relations between immediate, underlying and structural causes are identified. The
tool can also be used in a participatory manner
to conduct causality analysis giving it the added
value of building a shared sense of understanding, purpose and action.
Discuss and agree on a local development
challenge to be analysed. The problem or issue
is written in the centre of the flip chart and
becomes the ‘trunk’ of the tree. This becomes
the ‘focal problem’. Do not worry if it seems like
a broad topic. The problem tree will help break
it down. The wording does not need to be exact
as the roots and branches will further define it.
However, ensure to describe an actual issue that
participants prioritize.
The group identifies the causes of the development challenge - these become the roots.
Then identify the consequences, which become
the branches. These causes and consequences
can be created on post-it notes or cards, perhaps individually or in pairs, so that they can be
arranged in a cause-and-effect logic. Some cards
may also turn out to be overall constraints (move
to the side of the core problem). Try to find all
cause and effect relations and move the cards
accordingly. There can be more causes to one
effect or more effects to one cause.
The problems identified can easily be ‘inverted’ in
an objectives tree. Taking the problem tree as your
base, reformulate the problems positively in
order to turn them into objectives. This process
then leads into an “objectives tree” with the central
objective simply being the inverse of the central
problem. Ask participants then to look at these
objectives, discuss which of these can be tackled
by the project, and set priorities. Breaking men and
women into different groups is recommended.
Chapter 8: Situation Analysis Tools
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