A/HRC/28/57
Significant reforms would be required for the Berne Appendix to serve its intended purpose
of ensuring access to copyrighted materials in all languages, at affordable prices. 27
71.
Depending on the country and specific context, exceptions and limitations may carry
an obligation to make payments to authors and/or rights holders or may allow use without
compensation. Recognizing that diversity of practice, the Berne Convention requires
compensation in the context of statutory licensing arrangements for broadcasting and music
recordings, but expressly permits uncompensated exceptions and limitations in other areas,
such as quotation or parody.
72.
Each approach has merits. While the right to protection of authorship might be
interpreted to require fair remuneration in every case, there are many contexts in which
unpaid uses are important to preserve and most appropriate, especially in developing
countries.28 Examples include exceptions for non-commercial libraries, school theatre
performances at which no admission is charged, non-commercial artistic endeavours and
initiatives making works accessible to people with limited capacity to pay. There are also
situations in which operating the necessary administrative apparatus to ensure compliance
of required payments in all cases may be more trouble than it is worth, especially should the
payment due to the author be very small, and/or where exceptions be rarely used. A lack of
compensation does not by itself render an exception or limitation inconsistent with the right
to protection of authorship, providing that exceptions and limitations are thoughtfully
designed to balance human rights interests in cultural participation with protection of
authorship.
73.
A few countries have a more expansive and flexible exception or limitation,
commonly referred to as “fair use”. Such provisions authorize courts to adapt copyright law
to permit additional unlicensed uses that comply with general standards of fairness to
creators and copyright holders. For example, the fair use doctrine in the United States
encompasses protection for parody and certain educational uses. It has also been interpreted
to permit a search engine to return thumbnail-sized images as part of its search results and
to protect technology manufacturers from liability where consumers record a television
show to watch later. Most States do not have such broad and flexible exceptions and
limitations; instead each specific type of allowable use is listed in the statute. While
enumerated provisions may provide greater clarity regarding permitted uses, they may also
fail to be sufficiently comprehensive and adaptable to new contexts.
B.
International cooperation on exceptions and limitations
74.
International copyright treaties generally treat copyright protections as mandatory,
while treating exceptions and limitations as optional, with very few exceptions. For
example, article 10 of the Berne Convention and most national laws specify that it shall not
be considered infringement to make a reasonable quotation from a previously published
work, for example in the context of research reports, newspaper reporting or literary
criticism. Additionally, the recent WIPO Marrakesh Treaty requires signatory States to
enact copyright exceptions and limitations in favour of visually impaired readers.
75.
The standard for judging whether a particular exception or limitation is permissible
under international copyright law is not articulated with precision. The Berne Convention
preserves national discretion to legally permit even outright copying in certain special cases
that do not conflict with a normal exploitation of the work and do not unreasonably
27
28
Okediji, ICTSD, p. 19.
Ibid., p. 19.
15