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rights may have an adverse impact on the welfare of a wider public. The objective
of intellectual property rights law is not to provide the maximum possible return to
rights holders, but to strike the proper balance of private and public interests”. 6
States must ensure that their patent laws are well-designed to promote the right of
the public to participate in scientific progress, both through universal access to
essential technologies and by eliminating or overcoming barriers to scientific
research and technological development.
A.
Promoting the right to science and culture through exclusions,
exceptions and flexibilities
63. Several flexibilities to patents can be used by national Governments when
implementing multilateral treaties. These are key to striking the proper balance
between private and public interests, and to ensuring respect for a wide range of
human rights. Yet, their effectiveness is limited by the infrequency of their use, for
reasons ranging from capacity constraints to commercial and political pressures
against their use. 24
64. Article 27.1 of the TRIPS Agreement relates to patentability requirements. It
leaves States significant freedom to determine the degree of strictness to be applied
for judging novelty, the inventive step and industrial applicability. These terms are
not further defined in the Agreement. The World Bank has suggested that
developing countries could set high standards for the inventive step, thereby
preventing routine discoveries from being patented. 6
65. Exclusions from patentability preclude a given subject matter from protection
and can lead to the non-granting of a patent. 6 For example, under article 27 of the
TRIPS Agreement, States may exclude from patentability diagnostic therapeutic and
surgical methods for the treatment of humans and animals. States may also exclude
plants and animals other than microorganisms, and essentially biological processes
for the production of plants and animals other than non -biological and
microbiological processes (however plant varieties shall be protected either by
patents or by an effective sui generis system or a combination thereof).
66. This latter point has raised considerable concern, in particular among
developing countries, as article 27, while providing some flexibility, simultaneously
obliges States to protect microorganisms, certain biotechnological processes and
plant varieties. Specific concerns relate to the protection of biological resources and
traditional knowledge, and the need to reconcile article 27 with the Convention on
Biological Diversity, particularly on the free, prior informed consent of indigenous
and local communities and benefit sharing. The patenting of plant variety raises
concerns about the impact on farming practices, genetic diversity and food security. 6
67. Under article 30 of the TRIPS Agreement, States may provide limited
exceptions to the exclusive rights conferred by a patent, allowing use by third
parties, provided that such exceptions do not unreasonably conflict with a normal
exploitation of the patent and do not unreasonably prejudice the interests of the
patent owner, taking into account the legitimate interest of third parties. Such
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24
15-12543
Carlos M. Correa, “Pro-competitive measures under TRIPS to promote technology diffusion in
developing countries”, Global Intellectual Property Rights: Knowledge, Access and
Development, Peter Drahos and Ruth Mayne, eds. (Palgrave Mcmillan, 2002).
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