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be carefully crafted to ensure that they meet their purpose, especially in areas of
essential technologies where the patent system does not work well.
58. A worrisome trend is the expanding roles of patent-seeking in scientific
research at universities and public research institutions. The result is that the fruits
of publicly funded scientific research are often transferred to exclusive private
ownership. Of equal concern is the change in the culture surrounding university
research, away from an activity conducted for the public good and human
advancement towards an activity valued only for its potential commercial
application.
59. Another concern is that rights-holders may exclude competitors from
producing an improved dependent technology. A third -party who finds a way to
further improve a patented technology may patent her or his improvement, yet be
unable to sell the improved technology without a license from the patentee of the
underlying technology. Ideally, both parties would conclude an agreement and
practice cross-licensing. Should this not occur, however, valuable technological
improvements may fail to become commercially available. Many countries allow for
compulsory licensing to overcome such situations, thereby promoting the public’s
right to benefit from technological improvements and the improver’s right to benefit
from their invention.
60. One dimension of this issue relates to the situation of small farmers across the
world, and the recognition of their right to continue improving their seeds. The
TRIPS Agreement requires States to protect plant varieties “either by patents or by
an effective sui generis system or by any combination thereof”. Some States believe
that this is restricted to the International Union for the Protection of New Varieties
(UPOV) system, which has been criticized for its negative imp act on small farmers,
in particular in developing countries. 22 In fact, there is a wide range of possible
other effective sui generis systems that may be adapted to national circumstances. 23
V. Asserting the right to science and culture in patent policy:
the way forward
61. Article 7 of the TRIPS Agreement provides that “the protection and
enforcement of intellectual property rights should contribute to the promotion of
technological innovation and to the transfer and dissemination of technology, to the
mutual advantage of producers and users of technological knowledge and in a
manner conducive to social and economic welfare, and to a balance of rights and
obligations”. The word “should” indicates that such effects do not automatically
result from intellectual property protection, and that countries should frame their
legislation with the aim of reaching these effects.
62. As underlined by commentators, “it is often possible to expand the protection
of private rights holders and increase their investment returns, but this expansion of
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See Thomas Braunschweig and others, “Owing seeds, accessing food: a human rights impact
assessment of UPOV 1991 based on case studies in Kenya, Peru and the Philippines” (Zurich,
Berne Declaration, 2014).
See Hans Morten Haugen, ”Inappropriate processes and unbalanced outcomes: plant variety
protection in Africa goes beyond UPOV 1991 requirements”, Journal of World Intellectual
Property (forthcoming).
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