A/HRC/39/62
I. Introduction
1.
In accordance with its mandate under Human Rights Council resolution 33/25, at its
tenth session, held in July 2017, the Expert Mechanism on the Rights of Indigenous Peoples
decided to produce a study on free, prior and informed consent, as it appears in several
provisions of the United Nations Declaration on the Rights of Indigenous Peoples. For this
purpose, the Expert Mechanism held a seminar in Santiago on 5 and 6 December 2017. The
present study was informed by presentations shared at the seminar and submissions by
Member States, indigenous peoples, national human rights institutions, academics and
others.1
2.
The study seeks to contribute to an understanding of free, prior and informed
consent in the context of developing practices and interpretations of this human rights norm
enshrined in the Declaration. Taking into account 11 years of advocacy and jurisprudence
following the adoption of the Declaration, the present study is not intended to be either
exhaustive or definitive, but should contribute to the body of interpretative guidance now
available to States, indigenous peoples and others working on issues of concern to
indigenous peoples.
II. Human rights basis of free, prior and informed consent
3.
Free, prior and informed consent is a human rights norm grounded in the
fundamental rights to self-determination and to be free from racial discrimination
guaranteed by the International Covenant on Civil and Political Rights, the International
Covenant on Economic, Social and Cultural Rights and the International Convention on the
Elimination of All Forms of Racial Discrimination. The provisions of the Declaration,
including those referring to free, prior and informed consent, do not create new rights for
indigenous peoples, but rather provide a contextualized elaboration of general human rights
principles and rights as they relate to the specific historical, cultural and social
circumstances of indigenous peoples (see A/HRC/9/9, para. 86), as shown in the following
sections.
4.
Consistent with the right to self-determination, indigenous peoples have always had
the inherent power to make binding agreements between themselves and other polities. The
contemporary concept and practice of mutually negotiated, consensual agreement among
indigenous peoples and State governments is deeply grounded in the historic treaty-making
process that characterized indigenous-State relations for several hundred years in many
regions of the world and persists in many places where those treaties remain the law of the
land, 2 even if they have often been dishonoured. 3 Historically and today, it can be
challenging for indigenous peoples to negotiate with States under conditions of colonization
and the many other limitations that often characterize the situation of indigenous peoples
around the world.
5.
Yet, as Special Rapporteur Miguel Alfonso Martínez concluded in his final report,
the process of negotiation and seeking consent inherent in treaty-making is the most
suitable way not only of securing an effective contribution from indigenous peoples to any
effort towards the eventual recognition or restitution of their rights and freedoms, but also
of establishing much needed practical mechanisms to facilitate the realization and
implementation of their ancestral rights and those enshrined in national and international
texts. It is thus the most appropriate way to approach conflict resolution of indigenous
1
2
3
2
All the submissions are available from
www.ohchr.org/EN/Issues/IPeoples/EMRIP/Pages/StudyFPIC.aspx.
E.g., Treaty No. 6 between the Cree and other Nations with the British Crown, in 1876, made
reference to the requirement for “consent” in paragraph 3, as did article 16 of the 1868 Treaty of Fort
Laramie between the United States of America and the Oceti Sakowin States.
United States v. Sioux Nation of Indians, 448 U.S. 371 (1980).