A/HRC/39/62
participation.17 Participation connotes more than mere consultation and should include the
development of initiatives by indigenous peoples. “In this sense, the intertwined concepts
of consultation and participation are mechanisms to ensure that indigenous peoples can
decide their own priorities for the process of development and exercise control over their
own economic, social and cultural development”.18
19.
The rights of indigenous peoples over their lands, resources and territories are also
integral parts of free, prior and informed consent, as construed in the Declaration. The right
to “own, use, develop and control” the lands, territories and resources (art. 26) gives rise to
a right to free, prior and informed consent consistent with indigenous peoples’ right of selfdetermination. In this regard, the role of free, prior and informed consent is to safeguard
indigenous peoples’ cultural identity, which is inextricably linked to their lands, resources
and territories.
2.
Constituent elements of free, prior and informed consent
20.
As affirmed in the Declaration, decisions to grant or withhold consent must be free.
The term “free” is understood as addressing both direct and indirect factors that can hinder
indigenous peoples’ free will. To that end, for a process of consultation to be genuine in the
form of a dialogue and negotiation towards consent, the following should occur or the
legitimacy of the consultation process may be called into question:
(a)
The context or climate of the process should be free from intimidation,
coercion, manipulation (see A/HRC/18/42, annex, para. 25) and harassment, ensuring that
the consultation process does not limit or restrict indigenous peoples’ access to existing
policies, services and rights;
(b)
Features of the relationship between the parties should include trust and good
faith, and not suspicion, accusations, threats, criminalization (see A/HRC/39/17), violence
towards indigenous peoples or prejudiced views towards them;
(c)
Indigenous peoples should have the freedom to be represented as traditionally
required under their own laws, customs and protocols, with attention to gender and
representation of other sectors within indigenous communities. Indigenous peoples should
determine how and which of their own institutions and leaders represent them. They should
therefore enjoy the freedom to resolve international representation issues without
interference;
(d)
Indigenous peoples should have the freedom to guide and direct the process
of consultation; they should have the power to determine how to consult and the course of
the consultation process. This includes being consulted when devising the process of
consultation per se and having the opportunity to share and use or develop their own
protocols on consultation. They should exert sufficient control over the process and should
not feel compelled to get involved or continue;
(e)
Indigenous peoples should have the freedom to set their expectations and to
contribute to defining methods, timelines, locations and evaluations.
21.
Any free, prior and informed consent process must also be prior to any other
decisions allowing a proposal to proceed and should begin as early as possible in the
formulation of the proposal. The Inter-American Court of Human Rights in Saramaka
People v. Suriname (2007) (the Saramaka case) uses the terms “early stage” and “early
notice”. To that end, the “prior” component of free, prior and informed consent should
entail:
(a)
Involving indigenous peoples as early as possible. Consultation and
participation should be undertaken at the conceptualization and design phases and not
17
18
6
See ILO Committee of Experts on the Application of Conventions and Recommendations, general
observation on indigenous and tribal peoples (observation 2010/81).
See International Labour Organization, Understanding the Indigenous and Tribal Peoples Convention,
1989 (No. 169): Handbook for ILO Tripartite Constituents (Geneva, 2013), p. 19.