CERD/C/102/D/54/2013
indeed given by any third party to the substantive arguments raised by the indigenous
communities. The Committee considers that the duty to consult23 in such a context is the
responsibility of the State and cannot be delegated without supervision to a private company,
especially to the very company that has a commercial interest in the resources within the
territory of the indigenous peoples.24 As observed by the Special Rapporteur on the rights of
indigenous peoples, in addition to not absolving the State of ultimate responsibility, such
delegation of a State’s human rights obligations to a private company may not be desirable,
and can even be problematic, given that the interests of the private company, generally
speaking, are principally lucrative and thus cannot be in complete alignment with the best
interests of the indigenous peoples concerned.25 In the present communication, by delegating
the consultation process to the mining company without effective guarantees and thus failing
in its duty to respect the land rights of the Vapsten Sami reindeer herding community, the
State party did not comply with its international obligations.
6.18 Moreover, the Committee further considers that environmental and social impact
studies should be part of the consultation process with indigenous peoples. These studies
should be conducted by independent and technically competent entities, prior to the awarding
of a concession for any development or investment project affecting traditional territories.
Based on these studies, consultations must be held from the early stages and before the design
of the project, not only at the point when it is necessary to obtain approval; they should not
start with predefined ideas according to which the project must necessarily be carried out,
and they must involve constant communication between the parties. The Committee recalls
that, since the uncertainty of the outcome on the Vapsten Sami reindeer herding community
has been identified and admitted by the State party, it is even more so the responsibility of
the State party, in the context of the process of awarding the concessions, to impose strict
terms on studies and to supervise their implementation in order to limit as much as possible
their impact on reindeer husbandry. Although the need to achieve a balance between the
mining operations and the reindeer husbandry was invoked by the administrative authorities,
the procedure does not allow that to be done as, according to the State party, when a
prospector has discovered a potentially profitable deposit, the first step towards starting
mining operations is to apply for an exploitation concession; a concession decision
determines who has the right to extract the metals or minerals and this right also applies visà-vis the property owners and without their consent, which is the main purpose of the
concession system.
6.19 The Committee notes that the concession process is in practice dissociated from the
environmental permit process, since the Land and Environment Court is competent to
examine the submission for the environmental permit and to determine the conditions or
terms and limitations to be placed on the operations after an exploitation concession is issued.
In other words, the consultation process takes place at a stage of the procedure where, as the
State party admits, “it is too soon to assess to what extent there would be an infringement on
the petitioners’ possibilities to pursue reindeer husbandry”.
6.20 It is not up to the Committee to decide which public interest should prevail on the
land, namely, mineral extraction, on the one hand, or “protecting areas that are important for
reindeer husbandry against measures that may substantially obstruct its operation”, on the
other hand. However, it was the responsibility of the State party to strike a balance in fact
and not only in theory or in abstracto, to identify and indicate during the consultation process
to the Vapsten Sami reindeer herding community where they could find alternative grazing
grounds and to fulfil the obligation to operate an effective consultation process. Development
and exploitation of natural resources, as a legitimate public interest, does not absolve States
parties from their obligation not to discriminate against an indigenous community that
depends on the land in question by mechanically applying a procedure of consultation
23
24
25
14
The obligation to consult has been qualified as a general principle of international law: InterAmerican Court of Human Rights, Case of Kichwa Indigenous People of Sarayaku v. Ecuador,
Judgment, 27 June 2012, para. 164.
United Nations Declaration on the Rights of Indigenous Peoples, art. 19.
A/HRC/12/34, para. 55.